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Showing 51 to 60 of 452 search results for MiFID II applies.

51. Market data reporting and MDP

    Markets Published: 04/09/2016 Last modified: 20/12/2022
    The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.

52. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

53. Reportable instruments

    Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
    Find out from the FCA when a transaction is reportable, and about over-reporting.

54. Automated advice: existing rules and guidance

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    Before applying for Innovation Pathways, read our existing rules and guidance to check whether your question is covered.

55. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

56. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

57. FCA publishes position limits for commodity derivative contracts

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today published position limits on certain commodity derivative contracts which are traded on UK trading venues.

58. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

59. FCA statement on the share trading obligation

    Statements Published: 04/11/2020 Last modified: 29/08/2023
    On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023.

60. CP22/4: Quarterly Consultation Paper No. 35

    Consultation papers Published: 04/03/2022 Last modified: 25/08/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.