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Showing 1 to 10 of 106 search results for MiFID II applies from 3 January 2018.

1. MiFID II: applications received after 3 July 2017

   News stories Published: 25/07/2017 Last modified: 25/07/2017
   MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

2. MiFID II: applications for permissions needed now

   News stories Published: 19/06/2017 Last modified: 19/06/2017
   MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

3. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

4. MiFID II: authorisation and variation of permissions

   News stories Published: 18/09/2017 Last modified: 30/08/2023
   The FCA publishes MiFID 2 guide.

5. MiFID II: retail investment advice firms

   Tasks for regulated firms Published: 09/01/2018 Last modified: 21/12/2022
   A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018.

6. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II

   Policy statements Published: 03/07/2017 Last modified: 03/07/2017
   This Policy Statement covers the MiFID II rules of most relevance to consumers. ... Firms must continue with their preparations for the application of MiFID II on 3 January 2018.

7. Periodic auctions

   Research insights Published: 25/06/2018 Last modified: 28/06/2018
   With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

8. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

   Policy statements Published: 31/03/2017 Last modified: 31/03/2017
   Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

9. Brexit resources

   Focus areas Published: 09/03/2018 Last modified: 12/08/2022
   This page lists our news and statements, speeches, publications and other pages related to Brexit.

10. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.