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Showing 61 to 70 of 197 search results for MiFID II applies from 3 January.

  1. Transparency waivers and deferrals

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/01/2023
    Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals.

  2. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. PS15/8: Solvency II

    Policy statements Published: 27/03/2015 Last modified: 07/02/2022
    In this Policy Statement we report on the main issues arising from four FSA consultation papers.

  4. Industry testing for FCA FITRS

    Firms Focus areas Published: 04/10/2019 Last modified: 15/12/2020
    On this page we outline the plan for industry tests of FCA FITRS (Financial Instrument Transparency System) which will run from 10 October to 25 October 2019.

  5. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

  6. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

  7. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  8. Authorised DRSPs

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 22/01/2024
    An entity that provides a Data Reporting Service is called a Data Reporting Services Provider (DRSP). We list the DRSPs that are authorised or verified by us.

  9. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. FCA response to ESMA's public statement on LEIs

    News stories Published: 20/12/2017 Last modified: 20/12/2017
    On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.
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