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Showing 132 to 141 of 314 search results for MiFID II and IDD.

  1. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

  2. MiFID Annex for VOP Application Form [docx]

    Forms Published: 13/01/2017 Last modified: 26/05/2022
    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  3. FCA approach to MiFID transparency calculations

    Statements Published: 05/02/2019 Last modified: 05/02/2019
    We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will

  4. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

  5. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

  6. FCA statement on share trading obligations

    Statements Published: 19/03/2019 Last modified: 19/03/2019
    The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

  7. MiFID Annex II: Notification form for the list of members of the management body [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Annex II: Notification form for the list of members of the management body form

  8. MiFID ITS Annex II (List of Members of a Management Body) Form [docx]

    Forms Published: 13/01/2017 Last modified: 22/03/2022
    MiFID ITS Annex II (List of Members of a Management Body) Form.

  9. MiFID Authorisation Form [docx]

    Forms Published: 13/01/2017 Last modified: 22/03/2022
    MiFID Authorisation Form

  10. Minutes of the MiFID II implementation roundtable January 2016 [pdf]

    Meeting minutes Published: 08/01/2016 Last modified: 08/01/2016
    From the meeting held on 6 January 2016

  11. Minutes of the MiFID II implementation roundtable: November 2015 [pdf]

    Meeting minutes Published: 08/12/2015 Last modified: 08/12/2015
    From the meeting held on 30 November 2015