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Showing 131 to 140 of 348 search results for Implementing MiFID II.

  1. PRA CP18/17, FCA CP17/34: Occasional Consultation Paper [pdf]

    Consultation papers Published: 03/10/2017

  2. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 27/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.

  3. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 03/05/2024
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

  4. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  5. UK recovery and resolution

    Firms Published: 24/05/2016 Last modified: 10/02/2023
    Read about the recovery and resolution regime for certain firms that we prudentially regulate, including which firms are affected and what you need to do.

  6. MiFID Annex for VOP Application Form [docx]

    Forms Published: 13/01/2017 Last modified: 26/05/2022
    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

  7. FCA statement on share trading obligations

    Statements Published: 19/03/2019 Last modified: 19/03/2019
    The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

  8. FCA approach to MiFID transparency calculations

    Statements Published: 05/02/2019 Last modified: 05/02/2019
    We welcome the statement published by ESMA today on the use of UK data in ESMA databases and the performance of MiFID II calculations in the EU27 if the UK leaves the EU without a withdrawal agreement (a no-deal scenario). In this scenario, we will

  9. Market Data Processor (MDP) on-boarding application form [doc]

    Forms Published: 30/01/2017
    This MDP on-boarding application form is used to advise us what MiFID II data types an entity will be submitting.

  10. MiFID Authorisation Form [docx]

    Forms Published: 13/01/2017 Last modified: 22/03/2022
    MiFID Authorisation Form
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