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Showing 1 to 10 of 136 search results for our approach to implementing MiFID II.

1. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

   Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
   DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II.

2. Implementing MiFID II – multi-firm review of research unbundling reforms

   Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
   Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

3. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements [pdf]

   Discussion papers Published: 26/03/2015 Last modified: 26/03/2015

4. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

5. FCA to ask firms for their views on MiFID II implementation

   Press Releases Published: 26/03/2015 Last modified: 08/11/2016
   The European Commission is likely to publish the MiFID II implementing measures later this year. ... Discussion Paper: Developing our approach to implementing MiFID II conduct of business and organisational requirements.

6. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

   Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
   At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have discretion in implementing MiFID II. ... We cannot consult on the full range of changes we need to make to our Handbook until we

7. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

8. MiFID II – the road ahead

   Speeches Published: 20/10/2015 Last modified: 26/10/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

9. Independence, confidence and fairness

   Speeches Published: 04/02/2016 Last modified: 04/02/2016
   Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

10. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.