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Showing 21 to 30 of 1061 search results for Final Notice refers to breaches of TC related.
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Final notice 2016: Money Clinic Debt Management [pdf]
This final notice refers to breaches of COND related to threshold conditions in the consumer credit sector. We imposed a refusal. -
Final notice 2016: BN1 Cars Ltd [pdf]
This final notice refers to breaches of COND and TC, failing to be open and co-operative. We imposed a refusal. -
FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]
This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed. -
2022 fines
Enforcement fines published in 2022. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
2023 fines
Enforcement fines published in 2023. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
Final notice 2016: Alan Whittington [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open