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Showing 1 to 8 of 8 search results for FCA fines and prohibits Mr Stephen Bell.

1. Fines

   Table of fines with links to further information.

2. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

3. 2020 fines

   News stories Published: 21/01/2020 Last modified: 02/12/2022
   This page contains information about enforcement fines published during the calendar year ending 2020.

4. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

5. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

6. FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function

   Press Releases Published: 13/03/2015 Last modified: 13/03/2015
   FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function. ... The Financial Conduct Authority (FCA) has fined former compliance director Mr Stephen Bell £33,800 for systemic

7. Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Charles Palmer former CEO of adviser network

   Press Releases Published: 09/08/2017 Last modified: 09/08/2017
   On 8 August 2017, the  Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions. 

8. Consumer investments data review 2020

   Data Published: 18/01/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.