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Showing 72 to 81 of 313 search results for FCA gave an individual a warning notice.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
The FCA and innovation
Speech by Christopher Woolard, director of strategy and competition, FCA. -
Personal data and Financial Lives survey
This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work. -
Unfair contract terms library
The FCA's work on unfair contract terms including past undertakings, agreements and other publications. -
Sustainability
The new regime will increase accountability of individuals in positions of responsibility and raise standards of governance. ... Compliance reads and digests all material issued from the FCA and translates that into policies and procedures. -
Accessibility
Find out about the individual cookies we use on the Panels' website, and why we use them. -
Privacy notice
The FCA's privacy notice explains how and why it uses your personal data. -
British Steel Pension Scheme redress calculations
Find out how the redress calculations will be made, and what to do if you think any of the information used is wrong. -
Report wrongdoing or misconduct in financial services
If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it. -
Immigration Act 2014
The FCA explains how the Immigration Act 2014 prohibits banks and building societies from opening current accounts for people who are known not to have leave to remain in or to enter the UK. -
FCA takes action for contempt of court
On Friday 1 March, The High Court of Justice sentenced Robert John McKendrick to 6 months imprisonment for contempt of court. Mr McKendrick had diverted funds and failed to disclose information about his assets in breach of freezing injunctions