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Showing 62 to 71 of 737 search results for FCA fines Barclays.

62. Fines

    Table of fines with links to further information.

63. Stanford Barclay

    Warnings Published: 17/10/2014 Last modified: 23/10/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

64. Barclays & Crouch (B&C)

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    Barclays & Crouch (B&C) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

65. FSA Final Notice 2009: Barclays Capital Securities Limited and Barclays Bank plc [pdf]

    Final notices Published: 19/08/2009 Last modified: 11/06/2015

66. Barclay Trust International

    Warnings Published: 25/07/2012 Last modified: 03/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

67. Final Notice 2020: Barclays [pdf]

    Final notices Published: 15/12/2020
    This Final Notice (Barclays) refers to breaches of PRIN 6, PRIN 3, and CONC related to unfair treatment of customers in the Retail Banking sector. We imposed a financial penalty.

68. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

69. barclay-bank.com/jsp/index.htm

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    barclay-bank.com/jsp/index.htm is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

70. FSA Final Notice 2011: Barclays Bank Plc (Barclays or the firm) [pdf]

    Final notices Published: 18/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Barclays Bank Plc (Barclays or the firm)

71. FSA Final Notice 2011: Barclays Capital Securities Limited (Barclays Capital or the Firm) [pdf]

    Final notices Published: 26/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Barclays Capital Securities Limited (Barclays Capital or the Firm)

72. FSA Final Notice 2012: Barclays Bank Plc [pdf]

    Final notices Published: 27/06/2012 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Barclays Bank Plc