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Showing 61 to 70 of 1784 search results for FCA and the Prudential Regulation Authority.

  1. FCA Authorisations operating service metrics 2023/24 Q3

    Data Published: 13/02/2024 Last modified: 15/03/2024
    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers October to December 2023.

  2. FSA - PS13/5 The new FCA Handbook

    Policy statements Published: 25/03/2013 Last modified: 07/02/2022
    The rules and guidance set out in this Policy Statement (PS) will come into effect at legal cutover (LCO), when the PRA and the FCA formally come into existence.

  3. FCA Statement on CRD IV

    Statements Published: 20/09/2013 Last modified: 23/09/2013
    This is in line with the expected timetable set out by the Financial Conduct Authority (FCA) in April. ... The FCA will consult later this summer on the changes to the FCA’s rules to remove current FCA provisions covered in the Regulation and to

  4. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  5. Logos and photos

    Last modified: 17/02/2023
    Regulated firms, and organisations like lawyers, auditors and event organisers are not permitted to use the FCA logo on any of their documentation or promotional material.

  6. The Financial Conduct Authority publishes new referral criteria for enforcement investigations

    Press Releases Published: 10/07/2015 Last modified: 24/04/2019
    In December 2014, HM Treasury published a review of the enforcement decision making process at the FCA and Prudential Regulation Authority. ... On 1 April 2013, the FCA became responsible for the conduct supervision of all regulated financial firms and

  7. PS15/32: Amendments to Various Forms

    Policy statements Published: 16/12/2015 Last modified: 16/12/2015
    In September 2015 the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) consulted on proposed amendments to a series of forms used by firms and individuals when seeking regulatory ... We will also amend any forms available

  8. Algorithmic Trading Compliance in Wholesale Markets

    Multi-firm reviews Published: 12/02/2018 Last modified: 12/02/2018
    We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

  9. FCA decides to ban Tom Hayes

    Press Releases Published: 08/11/2017 Last modified: 08/11/2017
    The Financial Conduct Authority (FCA) has decided to prohibit Tom Hayes from performing any function in relation to any regulated activity in the financial services industry. The FCA considers that Mr Hayes is not a fit and proper person as a result

  10. Archived data

    Last modified: 06/01/2023
    Find FCA data published before 2018.
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