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Showing 92 to 101 of 279 search results for Dear CEO Letter.

92. Chief Executive

    Understand the key responsibilities of our Chief Executive

93. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

    Correspondence Published: 02/07/2021
    Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

94. Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021) [pdf]

    Correspondence Published: 29/06/2021
    Dear CEO Letter: (Retail Banks portfolio only) common control failings identified in anti-money laundering frameworks in retail banks (2021).

95. FCA fines Crosfill & Archer Claims Limited £110,000

    Press Releases Published: 28/06/2021 Last modified: 28/06/2021
    The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

96. The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July

    News stories Published: 16/06/2021 Last modified: 16/06/2021
    FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR

97. Dear CEO Letter: ensure your customers understand how their money is protected [pdf]

    Correspondence Published: 18/05/2021
    Dear CEO Letter: ensure your customers understand how their money is protected.

98. FCA announces plans to stop CMC phoenixing

    Press Releases Published: 17/05/2021 Last modified: 17/05/2021
    New rules being proposed will put a stop to claims management phoenixing across the market.

99. The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling exchange traded derivatives market from 17 June

    Statements Published: 13/05/2021 Last modified: 13/05/2021
    FCA and the Bank of England encourage exchange traded derivatives market participants move to SONIA.

100. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

     Correspondence Published: 14/04/2021
     Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

101. Updated statement on non-damage BI settlements and deductions made for government support

     Statements Published: 24/03/2021 Last modified: 24/03/2021
     Following the FCA's statement on 3 August 2020 on non-damage BI settlements and deductions made for government support, the FCA updated it to say what it expects from firms.

102. Dear CEO letter: transforming data collection [pdf]

     Correspondence Published: 23/02/2021
     This letter provides an update on the work we have done to transform the way that we collect data, and reaffirms our commitment to work in partnership to tackle the challenges we collectively face.