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Showing 1 to 11 of 259 search results for Dear CEO letter to all.

1. Chief Executive

   Understand the key responsibilities of our Chief Executive

2. LIBOR Dear CEO letters

   Markets Published: 05/07/2021 Last modified: 09/01/2023
   Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

3. Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]

   Correspondence Published: 13/09/2017
   Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our letter sets out a number of concerns we have identified. In light of

4. Dear CEO LIBOR letter

   Statements Published: 19/09/2018 Last modified: 19/09/2018
   Dear CEO LIBOR letter. Statements First published:. 19/09/2018. Last updated: 19/09/2018. ... Firms which have not received a direct email from their supervision team linking to the letters are not within scope of this request, however we encourage all

5. Dear CEO letter – financial promotions

   News stories Published: 09/01/2019 Last modified: 09/01/2019
   Dear CEO letter – financial promotions. News stories First published:. 09/01/2019. ... Dear CEO letter – financial promotions.

6. Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]

   Correspondence Published: 10/01/2018
   Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product to the intended target market, pay due regard to the interests of customers and treat them fairly, we have published a Dear CEO letter

7. Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]

   Correspondence Published: 04/06/2019
   On 4 June 2019 we published a letter about what we expect of claims management companies when they act for customers. All CMCs must read the letter and comply with our rules.

8. Dear CEO Letter: Funeral Plan Providers [pdf]

   Correspondence Published: 12/11/2021
   By 29 July 2022 all funeral plan providers and intermediaries must have appropriate authorisation to continue funeral plan activities.

9. Dear CEO letter: Cross-Border Booking Arrangements [pdf]

   Correspondence Published: 08/08/2018
   The UK’s withdrawal from the EU has necessarily resulted in firms needing to put into place contingency plans which when executed will impact current business models, legal entity strategies and booking arrangements. The FCA appreciates the

10. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

11. Dear CEO: Clarity in Promotions about Regulated and Unregulated Business: the FCA's Expectations [pdf]

    Correspondence Published: 09/01/2019
    On Tuesday 8 January 2019 we placed on our website a letter addressed to the CEOs of all our regulated firms to remind them of their responsibilities relating to the use of financial promotions.