Search results
Showing 11 to 20 of 455 search results for Conduct risk during LIBOR.
-
Dear CEO LIBOR letter
Dear CEO LIBOR letter. Statements First published:. 19/09/2018. Last updated: 19/09/2018. ... actions they are taking to manage transition from LIBOR to alternative interest rate benchmarks. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
Chairman’s speech
Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Future into focus
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Wholesale Conduct Risk
Wholesale Conduct Risk. Speeches First published:. 24/07/2015. Last updated: 24/07/2015. Share page. ... Good conduct – hedging that conduct risk – relies on cultural change, and can’t happen without it. -
Sustainability
For too long, managing conduct risks has been seen as a function for compliance and not the responsibility of the business. ... We will extend this during 2014/15 to some smaller firms that might present high levels of money laundering risk, as well as -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Business Plan 2021/22
Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance. -
The regulatory challenge
The good news is that the issues we care about, commonly termed ‘conduct risk’, is firmly on the agenda. ... But managing this risk is hard – it cannot be hedged or managed down. -
FCA bans former RBS LIBOR submitter, Paul White
By allowing his submissions to be set, in effect, by those with collateral financial interests in the outcome, Mr White recklessly disregarded the risk – the obvious risk - that his LIBOR submission ... CHF money market positions, or those of external