Search results
Showing 51 to 60 of 72 search results for CP International Business LTD.
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Churchill Capital (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
T Rowe Price (Clone of FCA Authorised Firm)
T Rowe Price (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to -
Sustainability
For too long, managing conduct risks has been seen as a function for compliance and not the responsibility of the business. ... Long-term business sustainability depends on an open, transparent and flexible risk-responsive culture. -
FCA Research into the issue of de-risking
No firm, individual or business is named in the report. Overall, the report finds that:. ... consultants report run to millions of personal accounts and hundreds of thousands of business accounts per year. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
Insight Investment Limited (Clone of FCA Authorised firms)
Insight Investment Limited (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm -
FCA finalises rules to improve the protection of client money and custody assets
Following the insolvency of Lehman Brothers International (Europe) the government introduced the SAR. ... It was first used in the failure of MF Global (UK) Ltd and has since been used in a number of other administrations. -
First Capitals / firstcapitals.com (Clone of FCA Authorised Firm)
First Capitals / firstcapitals.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this -
MiFID II – the road ahead
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014.