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Showing 71 to 80 of 554 search results for CFD correspondence.
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Capital deduction for redress: personal investment firms [pdf]
Our Dear CEO letter as part of our consultation. -
FCA letter to Technology Working Group [pdf]
FCA letter to Technology Working Group. -
Apply to become a mortgage broker
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Dear CEO letter: FCA expectations for wealth management & stockbroking firms [pdf]
Portfolio letter to firms as a result of the PSF. -
Financial promotions quarterly data 2023 Q3
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023. -
Consumer Duty resources
Find publications about the introduction of the Consumer Duty including news, speeches and podcasts. -
Consumer Duty: Not once and done
Speech by Nisha Arora, delivered at Deloitte: Consumer Duty - Next Steps -
Dear Chair of the Remuneration Committee letter 2023 [pdf]
Letter to chairs of level one firms to highlight areas for firms to consider when setting their remuneration policies and practices. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
Aggregate complaints data: 2023 H1
This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2023, between between 1 January to 30 June 2023. This includes the latest trends and analysis by product group.