Search results

Showing 41 to 50 of 1253 search results for Aviva Investors.

41. Letter to Rt Hon Nicky Morgan MP from Andrew Bailey regarding Aviva plc preference shares [pdf]

    Correspondence Published: 28/03/2018
    The FCA sets out its views to the Treasury Select Committee regarding Aviva plc's announcement on preference shares.

42. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

43. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

44. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

45. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

46. Smart Investor Centre

    Warnings Published: 22/12/2020 Last modified: 22/12/2020
    Smart Investor Centre is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

47. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

48. Smart Income Investor

    Warnings Published: 04/01/2021 Last modified: 04/01/2021
    Smart Income Investor is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

49. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

50. Crypto Trust Investors

    Warnings Published: 30/12/2021 Last modified: 30/12/2021
    Crypto Trust Investors is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.