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  1. Regulation round-up January 2014

    Newsletters Published: 30/01/2014 Last modified: 30/01/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - January 2014
  2. Regulation round-up December 2013

    Newsletters Published: 08/01/2014 Last modified: 15/08/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - December 2013 
  3. Regulation round-up November 2013

    Newsletters Published: 22/11/2013 Last modified: 10/12/2013
    Information for all firms Fees and levies Consultation Paper: Policy Proposals for 2014/15 Our consultation paper proposes changes to the way we levy fees, including how much firms will be charged to offer consumer credit services. It also sets out our proposed fees for consumer credit providers, a new fee block for investment firms that safeguard...
  4. Regulation round-up October 2013

    Newsletters Published: 29/10/2013 Last modified: 13/06/2016
    Information for all firms Consumer Credit At the start of the month the FCA set out its plans for the regulation of Consumer Credit from April of next year. While the media has focused on the anticipated changes for regulating payday lending, the paper covers much more. It explains how we are proposing to regulate firms or individuals who offer...
  5. Regulation round-up September 2013

    Newsletters Published: 02/10/2013 Last modified: 28/10/2013
    Information for all firms Positive Compliance - New dates added We have added further dates to our Positive Compliance seminars. The current programme explores specifically our expectations and common failings in the areas of Pension Switching and Income Drawdown and include interactive case studies. These sessions are an excellent opportunity to...
  6. Regulation round-up August 2013

    Newsletters Published: 29/08/2013 Last modified: 29/08/2013
    Information for all firms Positive Compliance – New dates added We have added further dates to the schedule for the remainder of the year. This seminar programme explores specifically our expectations and common failings in the areas of pension switching and Income Drawdown and include interactive case studies. These sessions are an excellent...
  7. Regulation round-up July 2013

    Newsletters Published: 19/07/2013 Last modified: 09/12/2016
    Information for all firms 100 days of the Financial Conduct Authority (FCA) On 9th July, the FCA had been in operation for 100 days.  In his ABI speech, Martin Wheatley said that we are taking steps in the right direction and sited our recent pre-emptive work on interest only mortgages. Review of automatic renewal of fixed term bonds We have...
  8. Regulation round-up June 2013

    Newsletters Published: 24/06/2013 Last modified: 25/06/2013
    Information for all firms FCA secures commitment from high street banks to use a ‘retry system’ when processing payments to stop unnecessary penalty charges We have reached an agreement with seven of the UK’s biggest high street banks that will see them use a same day ‘retry system’ when processing Direct Debits, standing orders and...
  9. Regulation round-up May 2013

    Newsletters Published: 03/06/2013 Last modified: 06/01/2017
    Information for all firms Regulation round-up Regulation round-up is our monthly email to FCA regulated firms providing updates on the latest news affecting the sector you practice in. We have sent this  to all firms this month, which is why you may be receiving this communication for the first time. If you would like to unsubscribe from this...
  10. Regulation round-up April 2013

    Newsletters Published: 30/04/2013 Last modified: 13/05/2013
    Information for all firms Our planned timetable for implementing CRDIV On 16 April the European Parliament adopted the legislative package for CRDIV. Following this announcement we set out our planned timetable for implementation. We intend to undertake two consultations on elements of the framework. The main consultation, which is intended to be...