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  1. Regulation round-up May 2014

    Newsletters Published: 27/05/2014 Last modified: 27/05/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - May 2014
  2. Regulation round-up April 2014

    Newsletters Published: 22/04/2014 Last modified: 22/04/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - April 2014
  3. Regulation round-up special issue: 2014/2015 focus - March 2014

    Newsletters Published: 31/03/2014 Last modified: 31/03/2014
    This special edition of Regulation Round-Up, introduces our Business Plan and Risk Outlook, focusing on 2014/15. Download Regulation round-up - special edition - March 2014
  4. Regulation round-up March 2014

    Newsletters Published: 20/03/2014 Last modified: 20/03/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - March 2014
  5. Regulation round-up February 2014

    Newsletters Published: 24/02/2014 Last modified: 24/02/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - February 2014
  6. Regulation round-up January 2014

    Newsletters Published: 30/01/2014 Last modified: 30/01/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - January 2014
  7. Regulation round-up December 2013

    Newsletters Published: 08/01/2014 Last modified: 15/08/2014
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - December 2013 
  8. Regulation round-up November 2013

    Newsletters Published: 22/11/2013 Last modified: 27/07/2017
    Information for all firms Fees and levies Consultation Paper: Policy Proposals for 2014/15 Our consultation paper proposes changes to the way we levy fees, including how much firms will be charged to offer consumer credit services. It also sets out our proposed fees for consumer credit providers, a new fee block for investment firms that safeguard...
  9. Regulation round-up October 2013

    Newsletters Published: 29/10/2013 Last modified: 13/06/2016
    Information for all firms Consumer Credit At the start of the month the FCA set out its plans for the regulation of Consumer Credit from April of next year. While the media has focused on the anticipated changes for regulating payday lending, the paper covers much more. It explains how we are proposing to regulate firms or individuals who offer...
  10. Regulation round-up September 2013

    Newsletters Published: 02/10/2013 Last modified: 28/10/2013
    Information for all firms Positive Compliance - New dates added We have added further dates to our Positive Compliance seminars. The current programme explores specifically our expectations and common failings in the areas of Pension Switching and Income Drawdown and include interactive case studies. These sessions are an excellent opportunity to...