Showing 111 to 120 of 153 search results for Market Abuse Regulation.

111. From intellectual certainty to debate

     Speeches Published: 25/02/2015 Last modified: 26/02/2015
     Key policy direction here includes: direct regulation of HFT firms, subjecting market making strategies to market making obligations, testing of algorithms before their execution, and formalisation of the ESMA automated trading ... guidelines. Alongside

112. Former Group Reporting and Financial Planning Manager for Logica PLC appears in court in respect of insider dealing

     Press Releases Published: 11/02/2015 Last modified: 05/04/2023
     As part of an investigation by the Financial Conduct Authority (FCA) Ryan Tony Willmott (DOB: 17/01/1982), aged 33 from Reading, formerly Group Reporting and Financial Planning Manager for Logica PLC, appeared today (11 February 2015) before

113. The retrospective application of rules: feedback on the call for examples

     News stories Published: 22/01/2015 Last modified: 19/11/2021
     We asked firms to provide examples of the retrospective application of regulatory rules

114. FCA fines Reckitt Benckiser £539,800 for listing rule failures

     Press Releases Published: 20/01/2015 Last modified: 30/08/2015
     Georgina Philippou, the FCA's acting director of enforcement and market oversight, said:. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

115. FCA Enforcement and the Wholesale Markets

     Speeches Published: 26/11/2014 Last modified: 30/01/2015
     Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

116. FCA confirms price cap rules for payday lenders

     Press Releases Published: 11/11/2014 Last modified: 17/11/2014
     In the first five months of FCA regulation of consumer credit, the number of loans and the amount borrowed has dropped by 35%. ... The FCA took over responsibility for the regulation of 50,000 consumer credit firms from the Office of Fair Trading on 1

117. Former Moore Capital trader pleads guilty to insider dealing

     Press Releases Published: 07/11/2014 Last modified: 05/04/2023
     In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing

118. Surveillance: The FCA's expectations and toolkits

     Speeches Published: 07/10/2014 Last modified: 07/10/2014
     Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version.

119. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

     Press Releases Published: 28/09/2014 Last modified: 05/04/2023
     The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal

120. MiFID II: The future of European trading in the balance

     Speeches Published: 19/09/2014 Last modified: 01/11/2016
     Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.