Showing 1 to 10 of 23 search results for implement the Market Abuse Regulation.

1. FCA fines three broker firms £4,775,200 for failures relating to the detection of market abuse

   Press Releases Published: 08/12/2022 Last modified: 08/12/2022
   The FCA has fined BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited for failing to ensure they had appropriate systems and controls in place to effectively detect market abuse.

2. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

   Press Releases Published: 19/08/2022 Last modified: 19/08/2022
   The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

3. FCA publicly censures Redcentric PLC for market abuse

   Press Releases Published: 26/06/2020 Last modified: 26/06/2020
   The FCA has today issued a public censure to to Redcentric PLC (Redcentric) for committing market abuse between 9 November 2015 and 7 November 2016.

4. Joint statement by the FCA, FRC and PRA

   Statements Published: 26/03/2020 Last modified: 27/01/2021
   Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

5. Market integrity and strategic approach

   Speeches Published: 07/02/2020 Last modified: 20/03/2024
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

6. Partly contested cases, the pipeline and AML investigations

   Speeches Published: 04/04/2019 Last modified: 04/04/2019
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

7. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

   Press Releases Published: 27/09/2018 Last modified: 27/09/2018
   The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

8. Effective global regulation in capital markets

   Speeches Published: 05/12/2017 Last modified: 11/04/2018
   Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

9. FCA publishes annual report and accounts 2016/17

   Press Releases Published: 05/07/2017 Last modified: 11/04/2024
   The FCA has published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2016/17.

10. Speech: The economic challenge of regulating the mortgage market

    Insight Published: 04/11/2016 Last modified: 17/02/2017
    That is, to implement only remedies that will really change markets for the better. ... This decision-making is hard to understand and hard to influence sufficiently, through regulations, to make markets work well.