Showing 1 to 10 of 33 search results for Implementation of the Market Abuse Regulation.

1. The UK listing regime - developments since the UK Listings Review and next steps for reform

   Speeches Published: 06/02/2024 Last modified: 06/02/2024
   Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

2. FCA fines Citigroup’s international broker-dealer £12.6m for failures relating to the detection of market abuse

   Press Releases Published: 19/08/2022 Last modified: 19/08/2022
   The FCA has fined Citigroup Global Markets Limited (Citigroup Global Markets) £12,553,800 for failing to properly implement Market Abuse Regulation (MAR) requirements, relating to the detection of market abuse.

3. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

4. Statement of Policy: listed companies and recapitalisation issuances during the coronavirus crisis

   Statements Published: 08/04/2020 Last modified: 28/06/2022
   The FCA today announces a series of measures aimed at assisting companies to raise new share capital in response to the coronavirus crisis while retaining an appropriate degree of investor protection.

5. Joint statement by the FCA, FRC and PRA

   Statements Published: 26/03/2020 Last modified: 27/01/2021
   Financial Conduct Authority, Financial Reporting Council and Prudential Regulation Authority issue a joint statement in response to the coronavirus (Covid-19) situation

6. Unstable coins: cryptoassets, financial regulation and preventing financial crime in the emerging market for digital assets

   Speeches Published: 06/03/2020 Last modified: 06/03/2020
   Speech delivered by Therese Chambers, Director of Retail and Regulatory Investigations at the FCA, on cryptoassets.

7. Preparing for Brexit in financial services: the state of play

   Speeches Published: 16/09/2019 Last modified: 16/09/2019
   Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

8. Towards more effective stewardship

   Speeches Published: 03/04/2019 Last modified: 04/03/2022
   Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

9. Market abuse requires a dynamic response to a changing risk profile

   Speeches Published: 13/02/2019 Last modified: 17/05/2019
   Speech delivered by Julia Hoggett, Director of Market Oversightat the FCA, at theAFME Implementation of the Market Abuse Regulation in the UK event, London. ... Speaker: Julia Hoggett, Director, Market Oversight. Event: Implementation of the Market Abuse

10. MiFID II and the fight against financial crime

    Speeches Published: 11/07/2018 Last modified: 20/07/2018
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.