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Showing 11 to 20 of 34 search results for Foreign Investments Enforcement.
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UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit
The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs -
Maintaining market confidence: an update on Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit -
Alex Hope Sentenced to 16 months’ imprisonment for Perverting the Course of Justice
Today at Southwark Crown Court Alex Hope was sentenced to 16 months’ imprisonment for perverting the course of justice. The charge related to his conduct following the imposition of a restraint order in 2012 and a confiscation order in 2016 -
Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
FCA stops unlawful foreign exchange investment scheme
Following an application by the FCA, the High Court yesterday made orders against a number of persons involved in carrying on an unauthorised foreign exchange investment scheme. The scheme took in at least £1.2 million from 65 investors but none -
Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference. -
Alex Hope sentenced for failing to pay confiscation order
Alex Hope was today (27 September 2016) sentenced to 603 days’ imprisonment for failing to pay the full value of a confiscation order made against him. -
Phillip Boakes Sentenced for Failing to Pay Confiscation Order
Commenting on the case, Mark Steward, Director of Enforcement and Market Oversight, said:. ... He ran his scam through his company Currency Trader Ltd, which claimed to carry out foreign exchange spread betting for its customers. -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
Ofgem Enforcement Decision Panel and a member of the General Assembly of Manchester University. ... He had executive responsibility for Ofcom’s work on the economic regulation of the sectors overseen by Ofcom, encompassing both regulatory policy and -
FCA publishes rules on how it will apply the new accountability regime to UK branches of overseas banks and Solvency II firms
The Accountability Regime in relevant authorised persons (Banks, building societies, credit unions and PRA-designated investment firms). ... Future publications on banking accountability. Final guidance on Presumption of Responsibility and other