Showing 1 to 3 of 3 search results for Foreign Investments Enforcement Division.

1. Foreign Investments Enforcement Division

   Warnings Published: 20/01/2022 Last modified: 20/01/2022
   Foreign Investments Enforcement Division is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

2. Phillip Boakes Sentenced for Failing to Pay Confiscation Order

   Press Releases Published: 15/03/2016 Last modified: 15/03/2016
   Commenting on the case, Mark Steward, Director of Enforcement and Market Oversight, said:. ... He ran his scam through his company Currency Trader Ltd, which claimed to carry out foreign exchange spread betting for its customers.

3. Barclays fined £38 million for putting £16.5 billion of client assets at risk

   Press Releases Published: 23/09/2014 Last modified: 30/08/2015
   As a result, Barclays’ records did not correctly reflect which company within its Investment Banking Division was responsible for the assets in the accounts. ... These findings relate to Barclays’ role as a custodian of client assets within the