Information on the number of active investigations into internal systems and controls failures between 2017 and 2020 - November 2020

FOI Release Date of Release:

Reference Case Number: FOI7717

Freedom of Information: Right to know request:

I'm seeking the following information under the Freedom of Information Act: 

  • The number of active investigations into financial institutions' failure to implement internal systems and controls in regards to money laundering
  • The number of these investigations opened in 2020
  • The number of these investigations opened in 2019 
  • The number of these investigations opened in 2018
  • The number of these investigations opened in 2017

FCA response:

Refer to supporting document below.

Supporting document

FOI7717 response