Information on the number of active investigations into internal systems and controls failures between 2017 and 2020 - November 2020


Reference Case Number: FOI7717

Freedom of Information: Right to know request:

I'm seeking the following information under the Freedom of Information Act: 

  • The number of active investigations into financial institutions' failure to implement internal systems and controls in regards to money laundering
  • The number of these investigations opened in 2020
  • The number of these investigations opened in 2019 
  • The number of these investigations opened in 2018
  • The number of these investigations opened in 2017

FCA response:

Refer to supporting document below.

Supporting document

FOI7717 response[1]

Date of Release:

More information

Freedom of information [2]

Source URL: https://www.fca.org.uk/freedom-information/information-number-active-investigations-internal-systems-and-controls-failures-between-2017-and

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