A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right controller forms to be submitted along with your authorisation application.
Controller forms for non-MiFID firms
| Check which type of controller you are | Download the controller form |
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Limited company or limited liability partnership |
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Partnership |
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Individual |
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Controller that is a trust |
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Controller firm or individual who is already authorised or the controller of an authorised firm |
Controller forms for MiFID and Article 3 exempt firms
| Check which type of controller you are | Download the controller form |
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Legal persons or partnerships |
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Natural persons |
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Trust |
Trust Controller form (DOCX) |
Detailed information
- See what we mean by ‘control’ and ‘controller’ in our Glossary
- Check what’s legally required from controllers