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Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Submit documents electronically
Find out how to send us documents securely using the Electronic Submission System (ESS). -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX). -
Primary Market Bulletin 45
This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
Applying to approve financial promotions for unauthorised persons
Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
Adviser network goes into administration
On 3 July 2012, Sage Financial Services Limited, based in Macclesfield, and Bristol-based Burns-Anderson Limited, were put into administration