Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 41 to 50 of 11311 search results for will need to register with us.

  1. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

  2. CMCs: fees

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    The FCA is funded by fees that it charges firms it regulates. Find out about the fees you will need to pay.

  3. UK Benchmarks Regulation

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    The Benchmarks Regulation (BMR) aims include ensuring benchmarks are robust and reliable. Learn more about how this affects you and the different benchmarks.

  4. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  5. Apply to become a consumer credit broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you want to engage in regulated activities as a consumer credit broker.

  6. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    Authorised PIs will need to have successfully applied for re-authorisation and separately a variation to add AIS or PIS. ... Please select:. Yes. No. Yes 3. 1. You will need to be authorised to carry on AIS or PIS in order to passport either of these

  7. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

  8. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

  9. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    No. 1. You do not need to apply to re-register. If you do not apply for re-registration before 13 April 2017 this will automatically mean that you are unable ... You will need to apply to be authorised as an authorised electronic money institution

  10. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).