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Showing 81 to 90 of 276 search results for wide firm complaints data for 2014.

81. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

82. 2016 fines

    News stories Published: 02/01/2016 Last modified: 02/02/2017
    This table contains information about fines published during the calendar year ending 2016. The total amount of fines is £22,216,446 (excluding Mr Shay Jacob Reches' additional penalty).

83. Close links

    Tasks for regulated firms Published: 31/07/2015 Last modified: 09/02/2023
    Close links requirements are part of our work to ensure firms are not used for financial crime and preserve the stability of the financial system. Find out how to report close links.

84. Statement on Plevin v Paragon Personal Finance Ltd

    Statements Published: 27/05/2015 Last modified: 27/06/2019
    In January, the Financial Conduct Authority (FCA) announced that it would be collecting evidence on current trends in complaints on payment protection insurance (PPI).

85. Client money and assets reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

86. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    FCA publishes Guidance Guarantee Policy Statement. Press Releases First published:. 27/11/2014. ... 1. for the bodies responsible for delivering the Government’s new Guidance Guarantee aimed at those with defined contribution (DC) pensions.The FCA has

87. Annual Report 2013/14

    Corporate documents Published: 10/07/2014 Last modified: 16/02/2016
    Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation.

88. General insurance add-ons market study

    Market studies Published: 24/07/2014 Last modified: 01/04/2016
    A wide range of general insurance products are sold alongside or on the back of ‘primary products’. ... This will interest:. firms that sell general insurance add-on products or are considering selling these products.

89. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    Consumer protection in the listing regime. Speeches First published:. 21/03/2014. Last updated: 28/03/2014. ... Shortly after I agreed with Nilufer that this would be an interesting topic for my address, she sent me a copy of the client briefing her firm

90. Retirement income market study

    Market studies Published: 26/03/2015 Last modified: 17/08/2021
    In March 2015, we published the final findings of our retirement income market study and our proposed remedies.