Search results
Showing 71 to 80 of 276 search results for wide firm complaints data for 2014.
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Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
FCA data shows consumer complaints fall by 15%
The latest complaints data published by the Financial Conduct Authority (FCA) shows 2,479,029 new complaints were opened against financial services firms between July and December 2013. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
Competition and investment banking
Competition and investment banking. Speeches First published:. 09/07/2014. Last updated: 09/07/2014. ... We think it is important to take this wide scope at this stage. -
Aggregate complaints data: 2016 H1
The FCA collects complaints data from firms to assess how well they are treating their customers and how firms’ performance changes over time. -
FCA finds firms fail to deliver best execution
The firms we reviewed have ceased this practice and the FCA will take action against any firm where it continues. ... This review comes ahead of the introduction of enhanced EU-wide rules on best execution and is linked to the FCA’s work on firms’ -
Consumer credit reporting
Find out the reporting requirements for firms authorised to carry out regulated consumer credit activities. -
Packaged bank accounts: TR16/8
This report provides the findings from our thematic review into packaged bank accounts (PBAs). The review was performed to assess how firms implemented the PBA Insurance: Conduct of Business Sourcebook rules that were introduced in March 2013. We -
Defined benefit pension transfers
Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.