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Showing 102 to 111 of 16352 search results for warning.

102. FCA Warning List of unauthorised firms

     Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

103. Whistleblowing

     Last modified: 13/03/2023
     If you think a firm or individual is involved in wrongdoing in an area we regulate, you can make a report to us in confidence.

104. 2015 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

105. fairstoneclients.com (Clone of FCA Authorised Firms)

     Warnings Published: 29/04/2024 Last modified: 29/04/2024
     fairstoneclients.com (Clone of FCA Authorised Firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

106. Early careers

     Join us Published: 25/09/2016 Last modified: 03/04/2024
     Find out about the FCA's graduate, apprenticeship and summer internship opportunities, and how to apply.

107. National private placement regime (NPPR)

     Investment managers Published: 26/05/2016 Last modified: 10/02/2023
     Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

108. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

109. How to complain

     Consumers Complaints Published: 17/04/2016 Last modified: 20/03/2024
     If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service.

110. UK SFTR news

     Published: 05/03/2021 Last modified: 23/10/2023
     Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

111. Market abuse

     Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
     Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

112. Cryptoassets: our work

     Focus areas Published: 23/01/2019 Last modified: 15/11/2023
     Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.