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Showing 52 to 61 of 21338 search results for warning notice.

52. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

53. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.

54. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base

55. 2023 fines

    News stories Published: 12/01/2023 Last modified: 04/04/2024
    Enforcement fines published in 2023.

56. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

57. FSA Final Notice 2013: Green Money Limited [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Green Money Limited

58. FSA Final Notice 2013: Ryan & Company Insurance Brokers [pdf]

    Final notices Published: 13/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Ryan & Company Insurance Brokers

59. Report wrongdoing or misconduct in financial services

    Last modified: 27/02/2023
    If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

60. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

61. FSA Application Refusal 2011: M-K Insurance Services [pdf]

    Final notices Published: 10/06/2011 Last modified: 14/06/2014
    FSA Application Refusal 2011: M-K Insurance Services - RDC Warning Notice - MK Insurance Final Notice

62. Variation of permission

    Tasks for regulated firms Published: 11/05/2015 Last modified: 16/12/2022
    If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP).