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Showing 22 to 31 of 21338 search results for warning notice.

  1. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

  2. Warning notice statement 14/5 – Individual [pdf]

    Warning notices Published: 03/03/2014 Last modified: 02/06/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 16 January 2014 proposing to take action in respect of the conduct summarised in this statement.

  3. Warning notice statement 14/8 – Individual [pdf]

    Warning notices Published: 15/04/2014 Last modified: 15/04/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 6 March 2014 proposing to take action in respect of the conduct summarised in this statement.

  4. Warning notice statement 14/9 – Individual [pdf]

    Warning notices Published: 15/04/2014 Last modified: 15/04/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 6 March 2014 proposing to take action in respect of the conduct summarised in this statement.

  5. Warning notice statement 14/7 – Individual [pdf]

    Warning notices Published: 27/03/2014 Last modified: 27/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 26 February 2014 proposing to take action in respect of the conduct summarised in this statement.

  6. Warning notice statement 14/6 – Individual [pdf]

    Warning notices Published: 27/03/2014 Last modified: 27/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 26 February 2014 proposing to take action in respect of the conduct summarised in this statement.

  7. Warning notice statement 14/4 – Individual [pdf]

    Warning notices Published: 03/03/2014 Last modified: 03/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 16 January 2014 proposing to take action in respect of the conduct summarised in this statement.

  8. Warning notice statement 14/3 – Individual [pdf]

    Warning notices Published: 27/02/2014 Last modified: 27/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 21 January 2014 proposing to take action in respect of the conduct summarised in this statement.

  9. Ynglŷn â'r FCA

    About us Published: 11/04/2016 Last modified: 18/12/2023
    Yr Awdurdod Ymddygiad Ariannol (FCA), yw'r rheoleiddiwr ymddygiad ar gyfer bron i 60,000 o gwmnïau gwasanaethau ariannol yn y DU a'r rheoleiddiwr darbodus ar gyfer dros 18,000 o'r cwmnïau hynny.​​

  10. Warning notice statement 14/16 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 18 July 2014 proposing to take action in respect of the conduct summarised in this statement.

  11. Warning notice statement 14/14 – Individual [pdf]

    Warning notices Published: 08/08/2014 Last modified: 08/08/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 18 June 2014 proposing to take action in respect of the conduct summarised in this statement.
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