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Showing 162 to 171 of 21585 search results for warning notice.

162. FCA Warning List of unauthorised firms

     Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

163. FSA data items FAQs

     Published: 09/05/2016 Last modified: 19/05/2023
     On this page we provide guidance and information for firms on how to complete FSA reports.

164. Consumer Credit Seminar

     Speeches Published: 21/10/2014 Last modified: 20/03/2024
     Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA.

165. UK EMIR news

     Markets policy Published: 23/05/2016 Last modified: 02/05/2024
     Read our archive of news relating to EMIR dating back to August 2013.

166. CCR007 consumer credit data: how to complete the return

     Published: 12/09/2016 Last modified: 02/04/2024
     Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.

167. Remote or hybrid working: FCA expectations for firms

     Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
     It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

168. Securitisation Repositories

     Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
     A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.

169. Getting firms to change or delete unfair contract terms

     Tasks for regulated firms Published: 06/05/2015 Last modified: 10/02/2023
     FCA powers for requesting firms amend or remove an unfair contract term.

170. Primary Market Bulletin 48

     Newsletters Published: 26/04/2024 Last modified: 26/04/2024
     This special edition consults on changes we propose to make to guidance in our Knowledge Base

171. Personal data and authorisation

     Last modified: 25/01/2024
     How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

172. The Carbon Exchange Inc

     Warnings Published: 05/07/2012 Last modified: 06/12/2013
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.