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Showing 122 to 131 of 21501 search results for warning notice.

122. FCA Warning List of unauthorised firms

     Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

123. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.

124. FCA update on cash savings - December 2023

     Data Published: 06/12/2023 Last modified: 06/12/2023
     This update sets out how the market has developed since the FCA published its review on the cash savings market, as well as where firms need to continue to make progress towards the consumer outcomes the FCA expects.

125. Forex trading scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.

126. Transparency in insurance renewals

     Tasks for regulated firms Published: 08/03/2017 Last modified: 14/02/2023
     Find out how to make sure you are complying with our rules when renewing policies with your customers.

127. AIFMD notification forms

     Firms Published: 08/06/2016 Last modified: 30/01/2023
     See the notification forms that AIFMD firms may have to submit.

128. Service standards 2019/20

     Data Published: 24/06/2020 Last modified: 24/06/2020
     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.

129. Binary options scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how binary options work, how to avoid scams and what to do if you’re scammed.

130. Using the Financial Services Register

     Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
     Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

131. Initial Coin Offerings

     Statements Published: 12/09/2017 Last modified: 27/02/2019
     Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)

132. Proxy advisors

     Markets Published: 18/12/2019 Last modified: 17/04/2024
     Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.