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Showing 101 to 110 of 488 search results for under MiFID II.

101. A forward look at regulation of the UK’s wholesale financial markets

     Speeches Published: 16/03/2021 Last modified: 16/03/2021
     Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.

102. Update of position limits for certain commodity derivative contracts

     Statements Published: 07/12/2020 Last modified: 07/12/2020
     The Financial Conduct Authority (FCA) has today published updated position limits for certain commodity derivative contracts traded on ICE Futures Europe. The limits have been established under the Markets in Financial Instruments Regulations 2017

103. MiFID reporting after the Brexit transition period

     Firms Focus areas Markets Markets policy Published: 04/12/2020 Last modified: 11/01/2023
     Read this page if your firm is migrating to FCA FIRDS or FCA FITRS after 31 December 2020. You will find information here about what you need to do. 

104. Information on transaction reporting under MiFIR - May 2022

     FOI Release Date of Release: 11/05/2022
     The FCA answers questions regarding transaction reporting under MiFIR.

105. Remuneration and performance management of sales staff (SYSC 19F)

     Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
     FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

106. Payment for order flow multi-firm review findings

     Multi-firm reviews Published: 23/04/2019 Last modified: 23/04/2019
     This final report on our recent supervisory work on conflicts of interest and payment for order flow (PFOF) follows the preliminary findings published in Market Watch 56 in September 2018.

107. FCA publishes rules that will apply at the end of the transition period

     Press Releases Published: 01/10/2020 Last modified: 02/10/2020
     We've published an updated version of the FCA Handbook to show the rules that will apply at the end of the transition period.

108. The future of financial services regulation in the UK

     Speeches Published: 29/10/2019 Last modified: 29/10/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

109. FCA sets out its approach to the share trading obligation

     Press Releases Published: 04/11/2020 Last modified: 04/11/2020
     We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.

110. Financial Conduct Authority outlines how it would use the temporary transitional power

     Press Releases Published: 01/02/2019 Last modified: 11/04/2024
     The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.