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Showing 122 to 131 of 472 search results for tool to understand culture.

122. Culture and Governance

     Read about the FCA's work on culture and governance, including details of how to get involved.

123. Loan fee fraud

     Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
     Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.

124. MiFID II conference

     News stories Published: 19/09/2014 Last modified: 09/12/2016
     The conference was also an opportunity for us to discuss MiFID II with firms, understand the challenges they are facing or are likely to face, and talk about some of the ... Maggie Craig’s speech: Investor protection in the UK: New tools, new challenges

125. British Steel Pension Scheme redress FAQ

     Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
     The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.

126. Consumer Duty – information for firms

     Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
     To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

127. Personal accountability

     Speeches Published: 02/12/2015 Last modified: 19/04/2016
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ

128. Senior Managers and Certification Regime

     Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
     The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

129. Approved Persons Regime

     Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
     Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

130. Personal data and Financial Lives survey

     Last modified: 01/02/2024
     This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work.

131. Laying myths to rest

     Speeches Published: 17/10/2013 Last modified: 17/10/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

132. Securitisation

     Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
     Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,