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Showing 31 to 40 of 1161 search results for supervised by the Prudential Regulation Authority.

  1. FCA publishes report on the supervision of Algorithmic Trading

    Press Releases Published: 12/02/2018 Last modified: 22/08/2022
    The FCA has today published a report on the supervision of algorithmic trading in wholesale markets.

  2. Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist

    Press Releases Published: 30/07/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist.

  3. FCA publishes consultation on pension transfers

    Press Releases Published: 04/03/2015 Last modified: 04/03/2015
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  4. FCA publishes the Davis Review and the FCA Response

    Press Releases Published: 10/12/2014 Last modified: 10/12/2014
    On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the ... Prudential Regulation Authority (PRA).

  5. John Griffith-Jones confirms plan to leave the FCA and PSR in March 2018

    Statements Published: 18/06/2017 Last modified: 18/06/2017
    1. The Financial Conduct Authority is an independent body, accountable to HM Treasury and to Parliament. ... 3. On 1 April 2013, theFCAbecame responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those

  6. Maggie Craig appointed as Head of Department, Scotland

    Press Releases Published: 26/07/2017 Last modified: 26/07/2017
    The Financial Conduct Authority (FCA) has today announced the appointment of Maggie Craig as the Head of Department, Scotland.

  7. FCA comments on Financial Policy Committee recommendations

    Press Releases Published: 26/06/2014 Last modified: 26/06/2014
    Commenting on today’s recommendations from the Financial Policy Committee, the Financial Conduct Authority said:. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision

  8. FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls

    Press Releases Published: 17/12/2021 Last modified: 06/05/2022
    We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes.

  9. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

  10. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London
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