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Showing 1 to 10 of 913 search results for those not supervised by the Prudential Regulation Authority.

1. FCA and PRA investigations into HBOS senior managers

   Press Releases Published: 28/01/2016 Last modified: 28/01/2016
   The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have decided to start investigations into certain former HBOS senior managers.

2. Antony Townsend to be new Complaints Commissioner

   Press Releases Published: 25/04/2014 Last modified: 25/04/2014
   Andrew Bailey, Deputy Governor of the Bank of England for Prudential Regulation, said:. ... On 1 April 2013 the FCA became responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by

3. FCA response to the independent review of the prudential supervision of the Co-operative Bank

   Press Releases Published: 27/03/2019 Last modified: 27/03/2019
   On 6 March 2018, HM Treasury announced that it had directed the Prudential Regulation Authority (PRA) to conduct an independent review of the prudential supervision of the Co-operative Bank between 2008 and 2013.

4. Charles Randell appointed new Chair of the FCA

   Press Releases Published: 05/01/2018 Last modified: 05/01/2018
   HM Treasury has today announced the appointment of Charles Randell CBE as the new Chair of the Financial Conduct Authority (FCA).

5. FCA statement on Connaught

   Statements Published: 10/03/2015 Last modified: 10/03/2015
   The Financial Conduct Authority today confirmed that it has withdrawn from the negotiations between Connaught Income Series 1 Fund (acting by its Liquidators) and its former operators, Capita Financial Managers Limited ... On 1 April 2013, the FCA became

6. FCA and PRA appoint new Chair of the FSCS

   Press Releases Published: 13/02/2018 Last modified: 13/02/2018
   The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) today announce the appointment of Marshall Bailey as Chair of the Financial Services Compensation Scheme Ltd (FSCS) with effect from 1 April 2018. The appointment

7. FCA consults on Market Abuse Regulation policy proposals and Handbook changes

   Press Releases Published: 05/11/2015 Last modified: 05/11/2015
   The Financial Conduct Authority (FCA) has today published its policy proposals and Handbook changes to support the implementation of the new European Market Abuse Regulation regime, which will apply from 3 ... On 1 April 2013 the FCA became responsible

8. Megan Butler appointed Director of Supervision - Investment, Wholesale and Specialist

   Press Releases Published: 30/07/2015 Last modified: 04/11/2019
   The Financial Conduct Authority (FCA) today announced that Megan Butler will be joining the FCA on secondment from the Prudential Regulation Authority (PRA) to take the role of Director of Supervision – Investment, Wholesale and Specialist.

9. Andrew Bailey appointed as new Chief Executive of the FCA

   Press Releases Published: 26/01/2016 Last modified: 26/01/2016
   HM Treasury have today announced the appointment of Andrew Bailey as the new permanent Chief Executive of the Financial Conduct Authority (FCA).

10. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration. ... On the 1 April 2013 the Financial Conduct Authority (FCA) became responsible for the conduct supervision of all regulated financial firms and