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Showing 31 to 40 of 124 search results for summa capital.

31. Authorised and recognised funds

    Tasks for firms Published: 10/05/2015 Last modified: 15/03/2024
    Investment funds that are structured as collective investment schemes (CIS) must be authorised or recognised by us to be promoted to retail investors in the UK.

32. Alternative investment fund manager (AIFM) hosting

    Firms Published: 25/03/2024 Last modified: 25/03/2024
    Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.

33. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

34. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

35. Change in Control

    Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
    Find out when you need to notify us to acquire or change control in a firm that we regulate.

36. Innovation: engagement

    Firm authorisation process Published: 29/06/2017 Last modified: 04/05/2023
    To maximise the reach of our Innovation initiatives, the FCA engages with firms across the UK and internationally.

37. AML TechSprint problem statements

    Firms Published: 02/07/2018 Last modified: 23/02/2023
    Participants at the International Anti-Money Laundering (AML) and Financial Crime TechSprint selected a problem statement to solve.

38. UCITS: Merged authorised funds

    Tasks for regulated firms Published: 31/10/2016 Last modified: 16/02/2023
    The authorised funds below have merged in accordance with COLL 7.7. All of the funds are domiciled in the UK unless stated otherwise.

39. Limitations on debt permissions

    Tasks for regulated firms Published: 20/03/2017 Last modified: 10/02/2023
    If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business.

40. External audit requirements for mortgage intermediaries, lenders or administrators

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Learn more about the external audit requirements for mortgage intermediaries, lenders or administrators and what you need to do.