Sample business plan

If you're applying to be authorised by us, learn how to put together your regulatory business plan (RBP).

Typically, we expect an applicant's RBP to cover the sections on this page. If you follow this advice, it will help ensure that your firm is ready, willing and organised to be authorised by us.

Please bear in mind that:

  • your RGB can't be generic – it must be tailored to your specific business model
  • the list below isn't exhaustive – you may need to consider additional factors depending on your type of firm and the permissions you're applying for