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Showing 82 to 91 of 523 search results for subject-matter of a warning notice.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
FCA classified information
Read guidance for external recipients handling FCA classified information. -
Making and receiving payments
Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment. -
Our use of cookies
Find out about the individual cookies the FCA uses on fca.org.uk, and why it uses them. -
Warning Notice Statement 24/1 [pdf]
The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement. -
Greenfield Securities [pdf]
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Restrictions placed on Mrs Lisa Campbell
On 3 April 2023, we imposed a number of conditions on the approval of Mrs Lisa Campbell as a senior manager of Campbell & Associates Independent Financial Advice Limited. -
Warning notice statement 17/5 – Firm [pdf]
The Financial Conduct Authority (the FCA) gave Interactive Brokers (UK) Ltd (IBUK) a warning notice on 25 July 2017 proposing to take action in respect of the conduct summarised in this statement. -
Warning notice statement 14/1 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a warning notice on 28 November 2013 proposing to take action in respect of the conduct summarised in this statement. -
Report an unfair contract term
Financial businesses can't enforce unfair or unclear terms in their contracts with you. If you think that a contract term is unfair or unclear, please report it to us by completing the form below. -
FCA update on cash savings - December 2023
This update sets out how the market has developed since the FCA published its review on the cash savings market, as well as where firms need to continue to make progress towards the consumer outcomes the FCA expects.