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Showing 52 to 61 of 523 search results for subject-matter of a warning notice.

52. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

53. Information on business interruption insurance - December 2022

    FOI Release Date of Release: 13/12/2022
    The FCA provides a list of all individuals, firms and principals with permissions to provide mortgage advice as at 1 December 2021.

54. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.

55. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

56. Egress Switch encryption software

    Last modified: 27/02/2023
    The FCA shares information on the Egress Switch email encryption software to securely share confidential information by email and send and receive large files.

57. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

58. UK AIFM forms

    Firms Investment managers Focus areas Published: 08/06/2016 Last modified: 08/02/2023
    We list the forms UK AIFMs need in order to vary permissions, submit applications, notifications and make other changes.

59. AIFMD notification forms

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    See the notification forms that AIFMD firms may have to submit.

60. Report wrongdoing or misconduct in financial services

    Last modified: 27/02/2023
    If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

61. FCA proposes new rules to tackle greenwashing

    Press Releases Published: 25/10/2022 Last modified: 25/10/2022
    In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used.

62. Mutual societies newsletter sign-up

    Last modified: 16/03/2023
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.