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Showing 131 to 140 of 304 search results for set out in Primary Market Bulletin No.

  1. Consumer Duty – information for firms

    Tasks for firms Published: 03/10/2022 Last modified: 01/11/2023
    To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market.

  2. Transitional directions

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    The documents linked to on this page set out the full legal effect of the Temporary Transitional Power (TTP).

  3. FCA consults on reforms to improve the effectiveness of UK primary markets

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    The FCA has today launched a consultation on a series of proposed reforms to improve the effectiveness of UK primary markets, alongside a discussion of how we might continue to develop the regime to ensure the UK remains a competitive and dynamic

  4. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.

  5. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

  6. Business Plan 2021/22

    Business plans Published: 15/07/2021 Last modified: 19/08/2021
    Our Business Plan 2021/22 explains how we see our future role and priorities, how we intend to deliver them and how we will measure our performance.

  7. Retirement income market data 2018/19

    Data Published: 25/09/2019 Last modified: 29/09/2020
    This page provides analysis of the latest data from firms on the retirement income market for 2018/19.

  8. Open regulators and open markets

    Speeches Published: 21/02/2024 Last modified: 21/02/2024
    Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union.

  9. Sponsor conflicts of interest

    Primary markets Published: 19/09/2018 Last modified: 16/12/2022
    Our rules require sponsors to identify and manage different conflicts of interest. Learn about our involvement in assessing conflicts.

  10. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients
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