Search results

Showing 82 to 91 of 241 search results for sent a Dear CEO letter.

82. Chief Executive

    Understand the key responsibilities of our Chief Executive

83. Dear CEO Letter: Fair Treatment of With-Profits Customers [pdf]

    Correspondence Published: 25/04/2019

84. The FCA’s expectations of firms that operate a loan-based crowdfunding platform which facilitates loans to lending businesses [pdf]

    Correspondence Published: 28/02/2017
    The FCA is writing to firms that operate loan-based crowdfunding platforms to highlight that if a lending business borrows through a platform and then lends that money to others, it may be ‘accepting deposits’ within the meaning of Article 5 of

85. Dear CEO letter - Retirement Reforms and the Guidance Guarantee: Intention to make rules before April 2015 in addition to those set out in PS 14/17 [pdf]

    Correspondence Published: 26/01/2015 Last modified: 26/01/2015

86. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

    Correspondence Published: 14/04/2021
    Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

87. Supervisory correspondence

    About us How we regulate Published: 23/07/2020 Last modified: 31/05/2022
    Find out how we communicate with the firms we supervise.

88. FG15/6 - Multilateral Trading Facilities (MTFs)

    Finalised guidance Published: 15/04/2015 Last modified: 15/04/2015
    FG15/6 - Multilateral Trading Facilities (MTFs). Finalised guidance First published:. 15/04/2015. Last updated: 15/04/2015. Share page. On 1 December 2014 we consulted on Guidance Consultation GC14/9 which set out the FCA’s Good Practice

89. Joint letter with PRA on Delivery versus Payments clients

    News stories Published: 02/06/2021 Last modified: 02/06/2021
    We have published a joint letter with the PRA on Delivery versus Payment clients.

90. Expectations of firms selling client banks

    Firms Published: 19/12/2023 Last modified: 19/12/2023
    In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

91. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

92. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.