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Showing 181 to 190 of 818 search results for senior managers regime.

181. Binary options scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how binary options work, how to avoid scams and what to do if you’re scammed.

182. Our approach to international firms

     Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
     Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.

183. AI: Moving from fear to trust

     Speeches Published: 09/11/2022 Last modified: 20/03/2024
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

184. PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc

     Press Releases Published: 26/08/2022 Last modified: 26/08/2022
     PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action.

185. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

186. Promoting competitiveness is a juggling act

     Speeches Published: 18/04/2024 Last modified: 18/04/2024
     Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at TheCityUK International Conference 2024.

187. Onshoring updates to our Handbook and Technical Standards

     Last modified: 26/05/2022
     We explain how we’ve prepared our Handbook and Technical Standards for the end of the transition period.

188. Creating and sustaining cultures of compliance: insights from psychology and beyond

     Insight Published: 16/12/2016 Last modified: 17/02/2017
     This involves increasing the expected costs of non-compliance. The Senior Managers Regime, for example, aims to make the risks of wrongdoing more tangible by highlighting the individual’s personal area ... Another example relates to the Financial

189. Building better foundations in AI

     Speeches Published: 24/01/2023 Last modified: 24/01/2023
     Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event.

190. Robo Advice: an FCA perspective

     Speeches Published: 02/11/2017 Last modified: 02/11/2017
     Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA