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Showing 51 to 60 of 2228 search results for required to register.

  1. COREP and FINREP reporting

    Registers and systems Published: 10/05/2016 Last modified: 09/05/2017
    The Capital Requirements Regulations (CRR) came into force in January 2014 - this includes the implementing technical standards (ITS) for reporting, ie the guidance, templates, technical standards and validation required for reporting
  2. Early stages

    New firm authorisation Published: 16/10/2017 Last modified: 20/04/2018
    Before applying for authorisation, you need to decide what type of firm you are setting up and what regulated activities you will need to apply for permissions to carry out.
  3. National Storage Mechanism

    UKLA Published: 04/05/2016 Last modified: 19/07/2019
    The National Storage Mechanism (NSM) is our official way of storing regulated information, as required under the Transparency Directive.
  4. Wealth managers

    Wealth managers Last modified: 04/09/2019
    In this section. Tasks for regulated firms. Your business. Your customers. Published:. 18/10/2019. FCA seeks compensation for Park First investors. Published:. 17/10/2019. FCA data show 4.29m complaints for first half of 2019. Published:. 17/10/2019.
  5. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 15/07/2019
    A waiver or modification will be specific to the agreement submitted with the application. If any terms of the agreement have changed, a new waiver or modification may be required.
  6. Apply for a capital requirements permission

    Tasks for regulated firms Published: 12/05/2015 Last modified: 28/01/2019
    Why and how to apply for permissions under the Capital Requirements Regulation (CRR).
  7. Group reporting data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 27/01/2017
    subject to the same consolidated reporting requirement (ie, if 2 or more firms in a group are required to submit the same data item for the same reporting period, we will ... Each firm that is subject to a consolidated prudential requirement is required
  8. How we process passporting notifications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 04/12/2018
    Find out about the timeframes for passporting notifications.
  9. Mutual societies in Northern Ireland

    New firm authorisation Published: 30/01/2018 Last modified: 30/01/2018
    Find out about the transfer of responsibility for registering mutual societies in Northern Ireland.
  10. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 27/06/2019
    A TPV can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant with simple, transparent and standardised (STS) criteria, as set out by the Securitisation Regulation.