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Showing 51 to 60 of 2256 search results for required to register.

  1. Group reporting data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 27/01/2017
    subject to the same consolidated reporting requirement (ie, if 2 or more firms in a group are required to submit the same data item for the same reporting period, we will ... Each firm that is subject to a consolidated prudential requirement is required
  2. Credit broking firms: key rules

    Tasks for regulated firms Published: 23/11/2015 Last modified: 31/01/2019
    Read about the key rules for credit broking firms.
  3. How we process passporting notifications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 04/12/2018
    Find out about the timeframes for passporting notifications.
  4. Credit intermediary firms

    New firm authorisation Published: 29/04/2020 Last modified: 29/04/2020
    A guide on what you need to do before applying to us for authorisation as a credit intermediary firm.
  5. Mutual societies in Northern Ireland

    New firm authorisation Published: 30/01/2018 Last modified: 30/01/2018
    Find out about the transfer of responsibility for registering mutual societies in Northern Ireland.
  6. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 27/06/2019
    A TPV can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant with simple, transparent and standardised (STS) criteria, as set out by the Securitisation Regulation. 
  7. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 
  8. Outsourcing and operational resilience

    Firms Published: 09/01/2020 Last modified: 15/04/2020
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.
  9. Financials data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 11/06/2016
    A nil return is not required from firms that have not received such a letter. ... Gabriel will not display this data item unless a firm is required to report it.
  10. Payment Services Regulations and Electronic Money Regulations

    Tasks for regulated firms Published: 22/10/2015 Last modified: 17/09/2019
    This page gives an overview of the Electronic Money Regulations 2011 and the Payment Services Regulations 2017, which implement the Second Electronic Money Directive and the revised Payment Services Directive, respectively.