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Showing 1 to 10 of 270 search results for required to register with us for temporary.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Temporary permission

   Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
   CMCs were required to register with us for temporary permission by 31 March 2019.

6. UK EMIR

   Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
   The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

7. UK EMIR notifications and exemptions

   Markets policy Published: 24/05/2016 Last modified: 17/07/2023
   Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

8. Regimes for EEA firms and investment funds that passported into the UK

   Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
   EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.

9. National private placement regime (NPPR)

   Investment managers Published: 26/05/2016 Last modified: 10/02/2023
   Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

10. Unregulated Buy Now Pay Later (BNPL) firms becoming authorised

    News stories Published: 23/11/2023 Last modified: 23/11/2023
    Prior to the UK leaving the EU, EEA-based firms were able to operate in the UK without our direct authorisation.