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Showing 82 to 91 of 1539 search results for relation to Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. UK MiFID transparency calculations

    Data Published: 05/11/2021 Last modified: 20/03/2024
    This page contains updates on the UK MiFID transparency calculations and the latest published data.

  3. Primary Market Bulletin 34

    Newsletters Published: 24/06/2021 Last modified: 09/07/2021
    This edition consults on changes we propose to make to our Knowledge Base in relation to the prospectus regime.

  4. EBA Guidelines on ICT and Security Risk Management

    Statements Published: 25/06/2020 Last modified: 06/07/2020
    The FCA has notified the EBA that it intends to comply with the European Banking Authority (EBA) final Guidelines on ICT and security risk management for credit institutions, investment firms and payment service providers.

  5. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  6. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

  7. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    Mr Gray also recklessly provided customers with misleading information in relation to costs and charges and arranged for customers to sign incomplete investment forms despite being aware of the risk that

  8. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  9. Notification and disclosure of net short positions

    Markets Short selling Published: 08/05/2016 Last modified: 15/04/2024
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.

  10. Consumer investments data review April 2020 - March 2021

    Data Published: 15/09/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

  11. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.