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Showing 122 to 131 of 13084 search results for regulated%20mortgages.

  1. External audit requirements for authorised professional firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.
  2. Copia Wealth Management Limited is placed into liquidation

    Statements Published: 09/09/2020 Last modified: 09/09/2020
    Mr Floyd Paterson, the sole director of Copia Wealth Management Limited, a firm authorised and regulated by the FCA, has appointed Alex Kachani of Crawfords Accountants in Manchester as liquidator.
  3. Admission to trading on a regulated market - Engagement Paper 1 [pdf]

    Calls for input Published: 18/05/2023
    This paper is part of a series of Engagement Papers on the new Public Offers and Admission to Trading Regimes setting out our emerging policy thinking on how the FCA may use its rule-making powers under the new regime.
  4. PS22/7: FCA regulated fees and levies 2022/23

    Policy statements Published: 27/06/2022 Last modified: 16/08/2022
    We publish our final 2022/23 regulated fees and levies including feedback on CP21/7.
  5. PS20/7: FCA regulated fees and levies 2020/21

    Policy statements Published: 02/07/2020 Last modified: 24/07/2020
    We are publishing our final 2020/21 regulatory fees and levies including feedback on CP20/06.
  6. PS19/19: FCA regulated fees and levies 2019/20

    Policy statements Published: 17/04/2019 Last modified: 05/07/2019
    We are publishing our final 2019/20 regulatory fees and levies including feedback on CP19/16.
  7. Handbook of rules and guidance

    About us How we regulate Published: 21/04/2016 Last modified: 24/08/2021
    All regulated firms must comply with our rules as set out in the FCA Handbook.
  8. PS21/7: FCA regulated fees and levies 2021/22

    Policy statements Published: 01/07/2021 Last modified: 16/07/2021
    We publish our final 2021/22 regulated fees and levies including feedback on CP21/8.
  9. Copy trading

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management.
  10. Consumer investments data review April - September 2021

    Data Published: 03/03/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.